Goldsmith Barry R

In the complex and highly regulated world of financial services, companies and individuals often find themselves facing rigorous investigations and litigation from powerful regulatory bodies such as the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Navigating these challenges requires not just legal acumen, but also an intimate understanding of regulatory processes and enforcement strategies. This article introduces Barry R. Goldsmith, a distinguished attorney based in Washington, DC, renowned for his profound expertise in securities enforcement and litigation.

Barry R. Goldsmith's career is marked by an extraordinary breadth of experience spanning both public service and private practice. His tenure includes significant leadership roles at the SEC, where he served as Chief Litigation Counsel, and at FINRA (formerly NASD), where he was the Executive Vice President for Enforcement. This unique background provides him with an unparalleled perspective on how regulatory agencies conduct investigations and build cases, making him an exceptionally effective advocate for his clients.

As a partner at a prominent international law firm, Mr. Goldsmith focuses his practice on representing securities firms, broker-dealers, investment companies, investment advisors, other financial institutions, issuers, and their employees. He is widely recognized for his integrity, judgment, and ability to handle high-stakes matters involving securities enforcement, anti-corruption (FCPA), white-collar defense, and securities litigation. For anyone in the District of Columbia's robust financial sector or beyond, facing a challenging interaction with securities regulators, Barry R. Goldsmith offers a formidable blend of experience and strategic insight.

Barry R. Goldsmith is associated with a leading law firm located at 1050 Connecticut Ave NW, Washington, DC 20036, USA. This address places him in a prime, central location within Washington, DC's dynamic downtown business district, offering excellent accessibility for clients from the local area and across the country.

The firm's location on Connecticut Avenue Northwest is strategically advantageous, providing convenient access via various modes of transportation. For those utilizing the city's efficient Metro system, the office is within easy walking distance of several major stations. Both the Farragut North Metro Station (serving the Red Line) and the Farragut West Metro Station (serving the Orange, Blue, and Silver Lines) are just a short stroll away. This proximity to key Metro lines ensures seamless connections for clients commuting from different parts of the District, as well as from the broader metropolitan area including Maryland and Virginia, where many financial institutions and related businesses are situated. Additionally, numerous Metrobus routes frequently serve the Connecticut Avenue NW corridor, offering further public transit convenience.

For clients who prefer to drive, while street parking can be limited in downtown DC, there are several commercial parking garages available in the immediate vicinity of 1050 Connecticut Ave NW. The building's prominent and central location contributes to straightforward navigation, helping clients find their way to appointments without unnecessary stress. This strategic and accessible location underscores the firm's commitment to being readily available to serve their diverse clientele, particularly those in the securities and financial industries.

Barry R. Goldsmith specializes in securities enforcement and litigation, drawing upon his extensive experience within key regulatory bodies. His practice focuses on representing a broad range of clients within the financial industry in their most critical legal challenges. His services typically include:

• Securities Enforcement Defense: Representing securities firms, broker-dealers, investment companies, investment advisors, and other financial institutions, as well as their executives and employees, in investigations and enforcement actions initiated by the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and state securities regulators.
• SEC and FINRA Investigations: Providing counsel and representation throughout all stages of regulatory investigations, from initial inquiries and Wells notices to formal proceedings and settlements.
• Securities Litigation: Handling complex litigation in federal and state courts related to securities laws, including disputes involving alleged fraud, misrepresentation, and other violations.
• White Collar Defense and Investigations: Representing individuals and corporations in government investigations related to white-collar crimes, often overlapping with securities issues.
• Anti-Corruption & FCPA: Advising and representing clients in matters involving the Foreign Corrupt Practices Act (FCPA) and other anti-corruption laws, including internal investigations and enforcement actions.
• Investment Funds Legal Counsel: Providing legal advice to various types of investment funds on regulatory compliance, enforcement matters, and related litigation.
• Securities Regulation and Corporate Governance: Advising clients on compliance with securities regulations and best practices in corporate governance to prevent future legal issues.
• Broker-Dealer Regulatory Compliance: Assisting broker-dealers with compliance issues and responding to regulatory inquiries.

Barry R. Goldsmith's profile is distinguished by several significant features and highlights that make him a leading attorney in securities enforcement and litigation, particularly valuable for clients in the Washington, DC area:

• Extensive Regulatory Leadership Experience: A standout feature is his unparalleled background in securities regulation. He served as Chief Litigation Counsel for the SEC's Division of Enforcement and later as Executive Vice President for Enforcement at NASD (now FINRA). This provides an invaluable insider's perspective on regulatory strategies, priorities, and processes.
• "Tough and Tireless Cop on the Securities Beat": During his tenure at NASD/FINRA, he was credited with building an "extremely effective and efficient enforcement operation" and was described as a "tough and tireless cop on the securities beat," indicating his reputation for rigorous enforcement. This background now benefits his private practice clients.
• Recipient of High Government Honors: In 1994, he received the Presidential Distinguished Rank Award, the highest award given to senior executives in the federal government. This recognition underscores his significant contributions to public service.
• Universally Respected for Judgment and Integrity: He holds an outstanding reputation and is "universally respected for his judgment and integrity" within the securities industry. This speaks to his ethical conduct and the trust he commands among peers and regulators.
• Broad Securities Industry Acumen: His experience covers a wide array of precedent-setting areas, including IPO allocation practices, research analyst conflicts of interest, arbitration abuses, boiler room fraud, mutual fund share class sales practices, and hedge fund marketing practices. This diverse expertise allows him to tackle complex and novel issues.
• Experienced Advocate for Financial Institutions: He focuses on representing major players in the financial industry, including securities firms, broker-dealers, investment companies, and investment advisors, indicating his deep understanding of their unique challenges and regulatory environment.
• Commitment to Mentorship and Client Service: Beyond his legal prowess, he is remembered for his professionalism, tireless mentorship, devotion to exceptional client service, and even temperament, making him a highly regarded colleague and counselor.
• Thought Leadership: He was frequently invited to speak on securities enforcement and regulatory issues at professional conferences and authored numerous industry-related articles, showcasing his thought leadership in the field.

As a highly distinguished attorney specializing in complex, high-stakes securities enforcement and litigation, Barry R. Goldsmith and the prominent law firm he is associated with do not typically advertise broad "promotions" or "special offers" in the traditional consumer sense. The value proposition for legal services at this level is fundamentally rooted in the attorney's deep expertise, extensive experience, and proven ability to navigate intricate legal and regulatory challenges effectively.

Legal fees for matters involving securities enforcement and litigation are generally structured based on the complexity, scope, and duration of the case, as well as the specialized knowledge required. These engagements are highly customized to the client's specific needs.

For businesses and individuals in the District of Columbia and beyond who are facing investigations or litigation from the SEC, FINRA, or other financial regulators, the most appropriate step is to directly contact the firm. This initial discussion would allow for a comprehensive assessment of your specific situation, an understanding of the potential legal strategies, and a detailed explanation of the firm's fee structure for your particular matter. While explicit discounts are not advertised, the profound experience and strategic insight offered by Barry R. Goldsmith can ultimately lead to highly favorable outcomes, mitigating significant financial and reputational risks, which represents immense value to clients.

To connect with Barry R. Goldsmith and inquire about his expertise in securities enforcement and litigation in the District of Columbia, please use the following contact details:

• Address: 1050 Connecticut Ave NW, Washington, DC 20036, USA
• Phone: (202) 955-8500
• Mobile Phone: +1 202-955-8500

Given the specialized nature of his practice, direct contact is the most effective way to discuss your legal needs and determine how his extensive experience can benefit your case.

For financial institutions, corporations, and individuals within the District of Columbia facing investigations or litigation from securities regulators, retaining an attorney with the caliber of Barry R. Goldsmith is not just suitable, but critically advantageous. His firm's central location at 1050 Connecticut Ave NW in Washington, DC, offers exceptional accessibility, facilitating seamless and confidential communication for local clients in highly sensitive matters.

What truly makes Barry R. Goldsmith an ideal choice for locals is his unparalleled "insider" experience. His prior leadership roles at the SEC and FINRA provide him with a unique and invaluable perspective on the regulatory enforcement landscape. This deep understanding of how government agencies operate, investigate, and build cases allows him to anticipate challenges, craft proactive defense strategies, and negotiate from a position of strength, which is vital in the high-stakes world of securities law.

For any entity in DC's robust financial sector, or individuals involved in related matters, facing scrutiny from regulators or complex securities litigation, Mr. Goldsmith offers a rare combination of legal expertise, strategic acumen, and an intimate knowledge of the very systems they are navigating. His proven track record and widespread respect within the industry make him a formidable advocate, ensuring that local clients receive the highest level of counsel to protect their interests and reputations in the demanding legal environment of Washington, DC.