Kaplan & Associates LLC

In the dynamic and often complex world of business, having astute legal counsel is not just an advantage—it's a necessity. From navigating intricate securities regulations to structuring mergers and acquisitions or protecting valuable intellectual property, businesses and investment entities require specialized legal expertise that can both anticipate challenges and seize opportunities. For entrepreneurs, startups, established corporations, and financial firms across Colorado, finding a law firm that combines deep industry knowledge with a strategic, client-focused approach is paramount. In Denver, Kaplan & Associates LLC stands as a boutique law firm dedicated to providing sophisticated legal services in these critical areas.

Kaplan & Associates LLC is led by M. David Kaplan, Esq., LL.M., a highly experienced attorney with over 20 years dedicated to securities, business, and corporate law. He is the founding member and manager of this boutique firm, offering a personalized and highly specialized approach to his clients. David Kaplan is particularly adept at assisting entrepreneurial clients in overcoming unique legal and regulatory challenges across various aspects of securities, taxation, and intellectual property, advising on transactions within an ever-evolving legal landscape. His extensive background includes roles as President, General Counsel, and Chief Compliance Officer of Allonhill, LLC, and previous experience at international law firms in New York City where he focused on securitizations, structured finance transactions, and corporate restructurings and mergers. This rich experience enables him to provide a comprehensive and nuanced perspective to his clients. A testament to his effectiveness comes from a satisfied client who enthusiastically stated, "THANK YOU for helping us buyout our crazy business partner!!!" This highlights the firm's practical ability to resolve complex business disputes and achieve favorable outcomes.

Kaplan & Associates LLC is conveniently situated at 910 16th St Mall, Denver, CO 80202, USA. This is a premier address in the heart of downtown Denver, placing the firm within a vibrant business hub and offering exceptional accessibility for clients from throughout the Denver metropolitan area and beyond.

For those traveling by car, finding parking in downtown Denver, especially around the 16th Street Mall, can be a consideration, but there are numerous paid parking garages and lots within a short walking distance of the office building. While street parking meters are available, they often have time limits. It is generally advisable to check a parking app or online resource for real-time parking availability and rates before your visit to identify the most convenient option for your needs. The area is well-connected to major arterial roads, making vehicular access relatively straightforward.

Public transportation is an excellent and highly recommended method for reaching the office, given its location directly on the iconic 16th Street Mall. The free 16th Street MallRide bus stops directly outside or very close to the building, offering seamless and continuous service along the pedestrian mall. This connects effortlessly to major transit hubs like Union Station (serving Amtrak, commuter rail, and regional buses) and Civic Center Station (a primary hub for numerous local RTD bus routes). Several light rail stations, including the 16th & California and 16th & Stout stations, are also just a block or two away. This makes Kaplan & Associates LLC incredibly accessible for clients utilizing Denver's extensive public transit network, providing a stress-free alternative to downtown parking.

Kaplan & Associates LLC provides highly specialized legal services primarily focused on securities, corporate, and business law, catering to a sophisticated clientele including registered investment advisers, venture capital firms, private equity firms, and various corporate entities. The firm guides clients through complex transactions and regulatory landscapes.

• Securities Law: Advising on and drafting private placement memorandums (PPMs) for debt or equity sales (Regulation D and Regulation A offerings). This includes fund formation for private funds, real estate funds, PE & VC funds, and hedge funds.
• Securities and Exchange Investigations: Representing clients before regulatory agencies such as the Securities and Exchange Commission (SEC) and the Division of Securities in Colorado (DORA), from informal requests or subpoenas through the investigation and resolution process.
• Corporate, LLC, and Partnership Law: Providing comprehensive legal services related to entity formation (including bylaws, LP agreements, LLC operating agreements), corporate actions, and general corporate counseling.
• Mergers & Acquisitions (M&A) Law: Offering expertise in negotiating, structuring, and conducting due diligence for mergers, acquisitions, and various business transactions.
• Intellectual Property Law: Advising on and assisting with trademarks, patents, and other intellectual property matters, crucial for protecting business innovations and brands.
• Business Transactions: Assisting small to middle-market companies in raising capital in the markets through the sale of debt or equity securities, ensuring compliance with intricate regulatory processes.
• Investment & Wealth Managers Representation: Specifically representing Registered Investment Advisers (RIAs) and Investment Adviser Representatives (IARs) in matters including partial sales, acquisitions, and monetization transactions.
• Taxation Law Aspects: Providing counsel on the tax implications related to business transactions and entity structures.

Kaplan & Associates LLC boasts several distinctive features and highlights that underscore its expertise and value to clients in the complex realms of business and securities law.

• Deep Specialization: The firm's exclusive focus on securities, corporate, and business law ensures a profound level of expertise and up-to-date knowledge in these highly regulated fields.
• Extensive Experience: M. David Kaplan, the founding member, brings over 20 years of experience, including significant roles as General Counsel and Chief Compliance Officer, as well as experience with international law firms, providing a comprehensive and practical perspective.
• Regulatory Representation: A key highlight is their ability to represent clients before major regulatory bodies like the SEC and the Colorado Division of Securities, guiding them through investigations and compliance issues.
• Admitted in Multiple Jurisdictions: David Kaplan is admitted to practice in Colorado and New York, as well as before the U.S. Supreme Court, U.S. Tax Court, U.S. District Court for the Second Circuit and District of Colorado, and the U.S. Court of Appeals for the Tenth Circuit, showcasing broad legal reach.
• Client-Focused Service: As a boutique firm, Kaplan & Associates LLC emphasizes personalized attention, providing tailored legal solutions to meet the unique needs of each entrepreneurial client. The testimonial regarding the "crazy business partner" buyout reflects a direct and effective client outcome.
• Strategic Approach to Capital Markets: The firm specializes in assisting small- to middle-market companies in raising capital through private placements (Regulation D & A offerings), demonstrating expertise in intricate capital market transactions.
• Comprehensive Business Guidance: Beyond litigation, they offer guidance on entity formation (LLCs, partnerships, corporations), operating agreements, and internal corporate governance, acting as trusted advisors for business growth.
• "Law at the Speed of Business®": This firm slogan indicates their commitment to providing efficient and timely legal services that align with the fast-paced nature of business operations.

For a specialized law firm like Kaplan & Associates LLC, "promotions or special offers" typically translate into valuable initial consultations and a commitment to transparent engagement. The firm offers a free initial consultation. This is a critical opportunity for prospective clients to engage directly with M. David Kaplan or a member of his team to discuss their specific business, securities, or corporate legal needs without any upfront financial commitment. During this consultation, you can outline your challenges, receive an initial assessment of your situation, and learn about potential legal strategies. This approach ensures that clients can confidently explore whether the firm's specialized expertise aligns with their requirements before formal engagement. Kaplan & Associates LLC emphasizes their commitment to being accessible and responsive to client inquiries, making this initial discussion a valuable "offer" for any Colorado business or investment entity seeking sophisticated legal guidance.

To discuss your business, securities, or corporate legal needs with Kaplan & Associates LLC, please use the following contact information:

Address: 910 16th St Mall, Denver, CO 80202, USA

Phone: (303) 573-3809

Mobile Phone: +1 303-573-3809

It is highly recommended to call in advance to schedule an appointment, ensuring that you receive dedicated time for your consultation.

For businesses, entrepreneurs, and investment entities throughout Colorado, Kaplan & Associates LLC is an exceptionally suitable choice for legal representation. Their deep specialization in securities, corporate, and business law, combined with M. David Kaplan's extensive experience and multi-jurisdictional admissions, provides a level of expertise essential for navigating complex commercial landscapes. The firm's central downtown Denver location offers convenient access, particularly with excellent public transportation options on the 16th Street Mall. With a client-centric approach, a proven ability to handle intricate transactions and regulatory challenges, and the commitment to understanding each client's unique needs, Kaplan & Associates LLC is poised to act as a strategic legal partner. Choosing this firm means securing seasoned counsel dedicated to facilitating your business objectives and resolving critical legal issues effectively, right here in Colorado.