Paul M. Miller

In the intricate and highly regulated world of investment management, having a truly knowledgeable and experienced legal advisor is not just an advantage—it's a necessity. For financial professionals, firms, and investors in the District of Columbia, navigating the labyrinth of federal securities laws and regulatory compliance requires specialized expertise. This article introduces you to Paul M. Miller, a prominent lawyer in Washington, DC, who stands as a leading authority in the field of investment management law.

Paul M. Miller is a Partner at Seward & Kissel LLP and head of the firm's Registered Funds & Regulatory Practice in Washington, DC. With a career spanning decades, his practice is dedicated to providing comprehensive legal guidance to clients involved with registered investment companies and registered investment advisers. His deep understanding of the regulatory landscape, particularly concerning the Securities and Exchange Commission (SEC), makes him an invaluable resource for those operating within the financial sector in the nation's capital.

Paul M. Miller's office is conveniently located in the vibrant and easily accessible downtown area of Washington, DC, making it an ideal location for financial professionals and businesses throughout the District. You can find him at:

901 K St NW #800, Washington, DC 20001, USA

This address places the office within a key commercial and legal hub, offering excellent connectivity. For those utilizing public transit, the location is exceptionally convenient, with several major Metro stations just a short walk away:

• Metro Center Station: A significant interchange for the Red, Blue, Orange, and Silver Lines, providing broad access from various parts of the District, Maryland, and Virginia.

• Gallery Place-Chinatown Station: Serviced by the Green, Yellow, and Red Lines, offering another robust option for reaching the office.

Numerous Metrobus routes also serve the immediate vicinity, with stops on K Street NW, 11th Street NW, and New York Avenue NW, ensuring seamless bus access. For those traveling from further afield, MARC and FREDERICKSBURG / MANASSAS LINE train services connect to stations within a reasonable distance, further enhancing the accessibility of this prime downtown location.

For clients who prefer to drive, numerous public parking garages are available in the surrounding blocks, including options at 901 L St NW, 801 I St NW (Techworld Garage), and City Center. While parking in downtown DC can be challenging, utilizing parking reservation services like SpotHero or ParkChirp can assist in securing a spot in advance. The central location in the 20001 zip code underscores its suitability for local and regional clients seeking specialized legal expertise.

Paul M. Miller’s practice is highly specialized, focusing primarily on the complex regulatory and operational aspects of investment management. His services are critical for entities and individuals navigating the strict requirements of the SEC and other financial regulatory bodies. Key areas of his expertise include:

• Registered Investment Companies: Advising on the formation and registration of various types of registered funds and ETFs with the SEC under the Investment Company Act of 1940.

• Registered Investment Advisers: Providing comprehensive legal counsel to registered investment advisers, including their formation, registration with the SEC under the Investment Advisers Act of 1940, and ongoing regulatory compliance obligations.

• Service Provider Arrangements: Working extensively on arrangements with critical service providers to funds and advisers, such as investment advisers, distributors, transfer agents, and custodians.

• Managed Accounts and Wrap Programs: Advising registered investment advisers on their participation in managed account and wrap programs, ensuring compliance with relevant regulations.

• Regulatory Reporting and Compliance: Assisting clients with their ongoing regulatory reporting requirements and general compliance obligations, including preparing for and responding to periodic examinations by SEC staff.

• Independent Directors/Trustees Counsel: Advising independent directors and trustees of mutual funds concerning their responsibilities under the Investment Company Act of 1940 and state law.

• Derivatives Regulations and Compliance: Offering guidance on the complex regulations surrounding derivatives, ensuring clients remain compliant.

• Private Equity and Venture Capital Funds: While his primary focus is on registered entities, his expertise in investment management often extends to advising on regulatory aspects affecting private funds.

Paul M. Miller's practice is characterized by several key highlights that make him a preferred choice for investment management legal needs in Washington, DC:

• Head of Registered Funds & Regulatory Practice: His leadership role at a prominent firm like Seward & Kissel LLP signifies his deep expertise and standing in the field.

• Extensive SEC Experience: With a practice primarily focused on matters before the Securities and Exchange Commission, he possesses an in-depth understanding of federal securities laws and regulatory intricacies, which is critical for compliance and navigating examinations.

• Recognized by Chambers: He has been recognized by Chambers for his work in the registered funds space, with sources noting that “he is a fantastic attorney who is responsive and thorough” and “provides exceptional service.” This external validation speaks to his client satisfaction and professional reputation.

• Author and Co-Author of Key Publications: Paul M. Miller regularly contributes to industry knowledge, having authored or co-authored several articles on topics such as privacy and cybersecurity, the use of alternative data by investment advisers, and implications of cryptocurrencies for investment advisers. This demonstrates his commitment to staying at the forefront of evolving legal and industry issues.

• Advises Independent Directors: His counsel to independent directors/trustees of mutual funds on their responsibilities highlights his comprehensive understanding of fund governance and fiduciary duties.

As a highly specialized partner at a significant law firm, Paul M. Miller typically provides bespoke legal services for complex and ongoing client needs in the financial sector. While general public promotions or discounts are not standard for such specialized legal counsel, potential clients in the District of Columbia are strongly encouraged to contact his office for an initial consultation.

An introductory meeting or call can serve as a valuable opportunity to discuss your specific investment management or regulatory challenges, gain an understanding of Paul M. Miller’s approach, and learn how his extensive experience can be applied to your situation. Such consultations are crucial for establishing a professional relationship and determining the best legal strategy for your firm or venture.

To connect with Paul M. Miller and his team for your investment management legal needs, please use the following contact details:

Address: 901 K St NW #800, Washington, DC 20001, USA

Phone: (202) 737-8833

Mobile Phone: +1 202-737-8833

Reaching out directly via phone is the most effective way to schedule an appointment or to inquire further about the specific services that can benefit your financial operations.

For Washington, DC, residents and, more specifically, the vast number of financial institutions, investment funds, and independent advisers operating within the District, Paul M. Miller represents an indispensable legal asset. His practice is deeply embedded in the specific regulatory environment that defines the nation's capital, making his expertise particularly relevant for local entities.

The concentration of federal regulatory bodies, including the SEC, in Washington, DC, means that local businesses in the investment sector are constantly navigating complex and evolving compliance requirements. Paul M. Miller's specialization in registered investment companies and registered investment advisers, combined with his recognized expertise by reputable legal directories and his contributions to industry thought leadership, ensures that DC-based clients receive top-tier, informed legal guidance.

His office's prime downtown location offers unparalleled accessibility, allowing busy professionals to easily attend consultations and meetings without significant disruption to their schedules. This convenience, coupled with his deep understanding of the unique legal challenges faced by the DC financial community, makes Paul M. Miller an ideal and highly suitable choice for locals seeking sophisticated and effective legal counsel in investment management. His presence allows DC's financial community to thrive with confidence in their regulatory compliance and operational strategies.