Gusrae Kaplan Nusbaum PLLC

In the intricate and demanding world of finance and business, having access to sophisticated and aggressive legal counsel is not merely an option but a critical necessity. New York City, as a global financial epicenter, is home to a myriad of institutions and individuals whose legal needs demand a unique blend of expertise, experience, and strategic foresight. This article delves into Gusrae Kaplan Nusbaum PLLC, a highly respected law firm that has been serving this specialized clientele for decades. For locals in the New York region, particularly those involved in financial markets, corporate ventures, or high-stakes commercial disputes, understanding the capabilities and focus of Gusrae Kaplan Nusbaum PLLC is essential for making informed legal decisions.

Established in 1975, Gusrae Kaplan Nusbaum PLLC has built a formidable reputation as a leading boutique law firm with a national and international reach. The firm specializes in providing high-level legal services primarily to financial services-based clientele, including publicly and privately held entities, Fortune 500 companies, hedge funds, investors, venture capital firms, and ultra-high net worth individuals. Over its 40+ years in service, Gusrae Kaplan has achieved remarkable successes, having represented clients in hundreds of trials and enforcement hearings, establishing landmark law in several federal cases, and structuring settlements exceeding $250 million. They have also acted as counsel in hundreds of corporate finance transactions and represented numerous professionals in contract negotiations.

What truly sets Gusrae Kaplan apart is their distinctive "inverted pyramid" approach to service. This model ensures that a chosen partner takes the lead on each case, strategically assisted by associates. This philosophy, combined with the collective wisdom and extensive experience of their attorneys—many of whom have over 25 years of legal experience—allows them to provide the sophistication of a large Wall Street firm with the hands-on, personalized attention typically found in a boutique setting. The firm has been consistently recognized for its aggressive advocacy and effectiveness, earning accolades such as being named one of the "Most Feared Law Firms" by the BTI Consulting Group for multiple years. Their attorneys are known for their willingness to challenge regulators and have achieved industry-changing results, demonstrating their commitment to pioneering legal solutions.

Location and Accessibility

Gusrae Kaplan Nusbaum PLLC is perfectly positioned within the core of New York's financial world, ensuring unparalleled accessibility for its discerning clientele. The firm’s main office is located at 120 Wall St, New York, NY 10005, USA. This iconic address places them firmly within the heart of the Financial District, just steps away from major financial institutions, regulatory bodies, and federal and state courthouses. For New Yorkers, reaching 120 Wall Street is exceptionally convenient due to its proximity to multiple subway lines, including the 2, 3, 4, 5, J, and Z trains. The area is also well-served by numerous bus routes, and for those commuting from outside Manhattan, the PATH train and ferry services are easily accessible. The firm's location on Wall Street not only offers prestige but also practical advantages, allowing for swift interaction with financial markets and legal institutions crucial to their specialized practice areas.

Services Offered

Gusrae Kaplan Nusbaum PLLC provides a comprehensive suite of sophisticated legal services, with a strong emphasis on the financial sector and complex commercial matters. Their expertise spans various critical areas, including:

• Securities & Commodities Litigation and Arbitration: Representing investors, hedge funds, investment advisory firms, and other entities in disputes involving market manipulation, fraud, breaches of fiduciary duty, insider trading, shareholder actions, and RICO cases in state and federal courts, as well as before the SEC and FINRA.
• Corporate & Securities Transactions: Advising companies on all forms of corporate transactions and governance, including debt and equity offerings, corporate finance, and compliance with securities exchange and SRO requirements. They serve as counsel in hundreds of corporate finance transactions.
• Regulatory & Enforcement Representation: Providing representation for clients facing complex regulatory issues and investigations by bodies such as the Justice Department, U.S. Attorney's offices, the SEC, and FINRA. They are known for achieving groundbreaking regulatory results and aggressively battling with regulators.
• Broker-Dealer Litigation & Arbitration: Specializing in disputes involving broker-dealers, offering robust defense and representation in arbitration forums and court.
• Commercial Business Litigation: Representing a broad spectrum of public and privately-held businesses, Fortune 500 companies, and ultra-high net worth individuals in complex commercial litigation across federal and state courts nationwide. This includes contract disputes, intra-corporate conflicts, and other commercial disagreements.
• White Collar Criminal Defense: Providing defense for individuals and entities involved in governmental investigations and white-collar criminal matters.
• Labor & Employment: Offering advice and representation in labor and employment disputes.
• Real Estate: Providing legal services related to real estate matters.
• Foreign Client Guidance: Extensive experience in representing foreign clients, including high net worth individuals, entities, and family offices, in various transactions within the U.S. legal system.

Features / Highlights

Gusrae Kaplan Nusbaum PLLC possesses several distinguishing features and highlights that underscore its standing as a premier law firm:

• Decades of Experience: Established in 1975, the firm boasts over 40 years of experience, with many partners having over 25 years of individual legal practice.
• "Most Feared Law Firm" Recognition: Consistently named by the BTI Consulting Group as one of the "Most Feared Law Firms" for litigation, reflecting their aggressive and effective advocacy.
• Inverse Pyramid Approach: Their unique staffing philosophy, where a lead partner manages the case with strategic associate support, ensures highly experienced and hands-on client service.
• Documented Success: A strong track record of success in hundreds of trials, enforcement hearings, and arbitration awards, with numerous reported precedent-setting court opinions and structured settlements exceeding $250 million.
• Specialized Financial Market Expertise: Deep and proven expertise in securities and commodities litigation, corporate finance, and regulatory compliance, particularly valuable for clients in the financial sector.
• Global Client Base: Represents a diverse range of domestic and international clients, including Fortune 500 companies, hedge funds, and ultra-high net worth individuals globally.
• Aggressive and Innovative Advocacy: Known for taking on regulators and achieving industry-changing results through their aggressive and innovative approach to litigation.
• Comprehensive Corporate/Securities Practice: Regarded as a leading "go-to" firm among investment bankers, venture capital, private equity firms, and corporations for corporate/securities matters.

Promotions or Special Offers

As a highly specialized and established law firm catering to sophisticated clientele in complex legal matters, Gusrae Kaplan Nusbaum PLLC operates on a professional service model rather than offering consumer-style promotions or special discounts. The core value provided by the firm is its exceptional legal expertise, strategic advocacy, and proven track record of successful outcomes. Their fee structure is designed to reflect the high level of specialized service and experience they bring to each case. Prospective clients are encouraged to contact the firm directly to discuss their specific legal needs and objectives. During these initial consultations, the firm will outline their approach, discuss potential strategies, and provide clarity regarding their billing practices, ensuring complete transparency. This direct engagement allows clients to understand the significant value and expertise they will receive when retaining Gusrae Kaplan Nusbaum PLLC.

Contact Information

For individuals, businesses, and financial institutions in New York and beyond seeking premier legal counsel in securities, corporate, and commercial litigation, Gusrae Kaplan Nusbaum PLLC can be reached at the following contact points:

• Address: 120 Wall St, New York, NY 10005, USA
• Phone: (212) 269-1400
• Mobile Phone: +1 212-269-1400

Calling their direct line is the most effective way to initiate contact, inquire about their specialized services, and arrange for a consultation with their experienced legal team.

Conclusion: Why this place is suitable for locals

For New Yorkers involved in the demanding worlds of finance, corporate business, or complex commercial disputes, Gusrae Kaplan Nusbaum PLLC offers an exceptionally suitable and advantageous legal partner. Its strategic location on Wall Street is not just a prestigious address but a practical advantage, providing unparalleled accessibility for clients throughout the metropolitan area, aligning perfectly with the fast-paced nature of New York City.

What truly makes this firm ideal for locals, especially those operating in the highly regulated financial sector, is its deep-rooted expertise and aggressive advocacy. With over four decades of experience, a history of establishing landmark legal precedents, and a reputation as a "most feared" litigation firm, Gusrae Kaplan Nusbaum PLLC brings a level of sophistication and effectiveness that is crucial for high-stakes matters. The firm's unique "inverted pyramid" approach ensures that clients receive hands-on attention from seasoned partners, combining the resources of a large firm with the personalized care of a boutique. For New Yorkers who require precise, powerful, and proven legal representation to navigate the complexities of their financial or business challenges, Gusrae Kaplan Nusbaum PLLC stands as a formidable and highly recommended choice.