Mark J. Astarita, Esq.

Navigating the complexities of the legal landscape in New York City can be a daunting task, especially when it comes to specialized areas like securities law. For New Yorkers, having access to experienced and knowledgeable legal counsel is paramount, whether you're an individual investor, a financial professional, or a firm operating within the dynamic financial markets. In this bustling metropolis, where financial innovation and regulation constantly evolve, a trusted legal advisor can make all the difference. This article aims to provide a clear and informative overview of a prominent legal resource available right here in the heart of New York: Mark J. Astarita, Esq.

Mark J. Astarita, Esq. is a nationally recognized securities attorney with a deep understanding of the intricacies of financial law. With decades of experience, Mr. Astarita has established a reputation for dedicated representation and insightful guidance, assisting clients across a wide spectrum of securities-related matters. For those in New York seeking legal support in this highly specialized field, understanding the breadth of services offered and the accessibility of such expertise is crucial. This overview will highlight what makes this legal professional a valuable asset for the local community, ensuring New Yorkers can make informed decisions when legal challenges arise.

Conveniently situated in the vibrant Midtown East neighborhood of Manhattan, the office of Mark J. Astarita, Esq. is located at 100 Park Ave #1600, New York, NY 10017, USA. This prime New York City address ensures excellent accessibility for clients residing and working throughout the five boroughs and beyond. Park Avenue is a major thoroughfare, making it easy to reach by various modes of transportation.

For those utilizing public transportation, the office is just a short walk from several major subway lines, including the 4, 5, 6, 7, and S lines at Grand Central–42nd Street Station. This central hub provides connections to virtually every part of the city, making commutes straightforward and efficient. Additionally, numerous bus routes operate in the vicinity, offering further convenience. Grand Central Terminal, a significant commuter rail hub, is also directly adjacent, providing seamless access for clients traveling from Westchester, Connecticut, and Long Island via Metro-North Railroad.

For those who prefer to drive, while street parking can be challenging in Midtown, there are numerous parking garages located within easy walking distance of 100 Park Avenue. The building itself is a recognizable landmark, ensuring clients can easily locate the office for their appointments. The central location not only offers convenience for clients but also reflects the firm's deep roots and active participation in New York's financial and legal communities.

Mark J. Astarita, Esq. specializes in a comprehensive range of legal services within the realm of securities law, catering to both individuals and corporations involved in the financial markets. His extensive experience ensures proficient handling of complex legal issues.

• Securities Arbitration and Litigation: Representation for investors, financial professionals, and brokerage firms in disputes before FINRA (Financial Industry Regulatory Authority), NASD, and NYSE arbitration panels, as well as in state and federal courts. This includes cases involving fraud, misrepresentation, market manipulation, suitability, and other alleged misconduct.

• SEC and FINRA Investigations and Enforcement Proceedings: Defense and guidance for individuals and firms facing investigations, audits, exams, and enforcement actions by regulatory bodies such as the Securities and Exchange Commission (SEC) and FINRA. This covers issues like Wells Notices, OTRs (On-the-Record interviews), and subpoenas.

• Securities Employment Issues: Assistance for financial advisors and firms with all employment-related matters within the securities industry. This includes the negotiation of compensation packages, upfront loans, severance agreements, promissory note settlements and restructuring, non-compete agreements, and defending against wrongful termination claims or U-5 defamation.

• Broker-Dealer and Investment Advisor Regulation: Providing counsel to broker-dealers and investment advisors on compliance with federal and state securities laws, registration requirements, and regulatory obligations. This also involves guiding firms through the FINRA 1017 process for expansion of operations.

• Corporate and Transactional Securities Law: Advising companies on capital raising, initial public offerings (IPOs), private placements, mergers and acquisitions, and ongoing compliance with public company reporting requirements. This area of practice helps businesses navigate the complex legal framework surrounding securities transactions.

• White-Collar Criminal Defense: Representation in white-collar criminal defense matters related to securities fraud, insider trading, and other financial crimes, often involving parallel SEC-DOJ investigations.

• Decades of Specialized Experience: Mark J. Astarita, Esq. brings over 30 years of dedicated experience exclusively to securities law, providing clients with unparalleled expertise and a deep understanding of industry nuances and regulatory frameworks.

• Nationally Recognized Expertise: Mr. Astarita is a nationally recognized figure in securities law, frequently sought after for commentary by major financial publications and media outlets, including The Wall Street Journal and The New York Times.

• High Peer Ratings: He holds the highest possible rating (“AV Preeminent”) from Martindale-Hubbell, a testament to his very high to preeminent legal ability and very high ethical standards, as determined by his peers in the legal profession.

• Extensive Arbitration and Litigation Record: Mr. Astarita has successfully handled over 600 securities arbitrations and numerous litigation matters in state and federal courts across 23 states, demonstrating a proven track record of effective advocacy and favorable outcomes for his clients.

• Creator of SECLaw.com: In 1995, Mr. Astarita launched SECLaw.com, one of the Internet's first and most highly-rated legal websites, serving as a comprehensive resource for information on United States securities and commodities law. This initiative underscores his commitment to educating and informing the public and legal community.

• Representation Across All Parties: His practice includes representing a diverse range of clients, from individual investors and financial advisors to broker-dealers and public companies, offering a balanced perspective and comprehensive understanding of various stakeholder interests.

• Strategic Approach to Enforcement: With extensive experience in investigations and enforcement proceedings, Mr. Astarita is adept at developing comprehensive strategies for dealing with actual and potential regulatory actions, often guiding clients through the complexities of these challenging situations.

Based on publicly available information, specific, ongoing promotions or special offers are not explicitly advertised by Mark J. Astarita, Esq. or his firm. However, it is common practice in the legal field for attorneys to offer initial consultations to prospective clients. These consultations typically serve as an opportunity for the attorney to understand the potential client's legal issue and for the client to learn more about the attorney's approach and experience, often at a reduced fee or no charge for a limited duration.

For those in New York City seeking legal assistance in securities law, it is always recommended to directly contact the office to inquire about their consultation policy and any potential fee structures that might be available for an initial discussion. This direct communication is the best way to determine how the firm approaches new client inquiries and to understand the preliminary steps in engaging their services.

To connect with Mark J. Astarita, Esq. and his legal team, please use the following contact details:

• Address: 100 Park Ave #1600, New York, NY 10017, USA

• Phone: (212) 509-6544

The team is readily available to answer your initial questions and to help you schedule a consultation to discuss your specific legal needs. Given the specialized nature of securities law, direct communication with knowledgeable professionals is key to understanding your options and charting the best course of action.

For New Yorkers navigating the often-intricate world of financial law, Mark J. Astarita, Esq. represents a truly invaluable local resource. His office, strategically located at 100 Park Avenue, places expert legal counsel within easy reach of anyone in the five boroughs, with excellent access via public transport and proximity to key financial districts. This accessibility is a major benefit for local clients, minimizing travel time and making essential legal consultations more convenient in a busy city.

Beyond location, Mr. Astarita’s deep specialization in securities law addresses a critical need within New York City’s economy. As a global financial hub, New York is home to countless investors, financial professionals, and firms who frequently encounter complex legal challenges related to investments, regulatory compliance, and employment within the financial sector. His decades of experience mean he understands not just the law, but the unique dynamics of New York's financial industry. He has a proven track record of successfully guiding clients through challenging situations, from high-stakes arbitration to regulatory investigations.

His national recognition and top peer ratings underscore the caliber of legal service available right here at home. New Yorkers can trust that they are receiving counsel from a highly respected professional who is at the forefront of securities law. For anyone in the New York region facing issues with investment fraud, SEC or FINRA inquiries, or employment disputes within the financial industry, Mark J. Astarita, Esq. offers not just legal representation, but a strategic partner dedicated to protecting their interests. He combines the prestige of a nationally recognized attorney with the practical accessibility and local understanding that New Yorkers value. Choosing Mark J. Astarita, Esq. means opting for experienced, localized, and highly specialized legal guidance that is perfectly suited to the unique demands of the New York financial landscape.